Financial Regulator

A Financial Regulator ensures compliance in the financial sector by overseeing institutions’ adherence to laws and regulations. You might assess financial services licence applications, conduct audits, or investigate compliance breaches. Financial Regulators also develop policies to reduce risks and work with regulatory bodies and financial institutions to improve standards and protect consumers.

Financial Regulators need strong analytical skills, attention to detail, and a solid understanding of economic legislation, along with effective communication and collaboration skills.

Future demand Medium
Average yearly income $78,000
Skill level Advanced

How do I become a financial regulator?

All skill levels Beginner Experienced
BSB50420

Diploma of Leadership and Management

Blended, Online, Traineeship
12 - 24 months
$0 - $6,318
  • There are no mandated entry requirements.
Additional requirements may apply.
Office Manager Team Leader Supervisor
Assistant Manager Project Coordinator Area Manager General Manager Data Miner Senior Risk Manager Park Manager Account Manager Information Officer Life Coach Customer Service Officer Product Specialist Digital Project Manager Corporate Services Manager Creative Entrepreneur ICT Project Manager Governance Coordinator Service Director Team Administrator Presales Consultant Regional Manager Landfill Supervisor Sports Facility Manager National Security Adviser RTO Compliance Officer Intelligence Officer Investigation Manager Chief Innovation Officer Customer Success Manager Innovation Coordinator Logistician Innovation Manager Strata Manager Event Planner Real Estate Agency Manager Conservation Manager Venue Manager Travel Agency Manager Regional Coordinator Student Experience Officer Vineyard Manager Planning Officer Social Media Strategist Cellar Door Manager Resilience Officer Winemaker Sustainable Farmer Aquaculture Manager Bank Manager Innovation Strategist Forensic Accountant Customer Experience Manager Financial Controller Accounting Manager Radio Producer Head of Digital Strategy Transformation Head of Procurement Library Assistant Assistant Broker Financial Assistant Fraud Analyst Customer Service Manager Operations Officer High Performance Coach Sales Analyst Event Director Fitness Centre Manager Gym Manager Librarian Museum Assistant Grip Bakery Manager HVAC Technician Council Member Reservations Manager Local Government Customer Service Assistant Tour Operations Manager Exhibition Manager Rail Safety Manager Crematorium Technician Athlete Community Coach Renewable Energy Tradesperson Funeral Director Abattoir Supervisor Facilities Manager Airport Operations Manager Service Manager Helicopter Pilot Flying Instructor Concreter Parts Manager Steel Fixer Executive Housekeeper Surveyor Assistant Plant Manager Fleet Manager Duty Manager (Police Force) Drilling Supervisor Clinical Coder Gaffer Driller Workplace Inspector Technical Project Manager Senior Merchandiser Senior Rates Officer Senior Compliance Officer Dog Trainer Funeral Assistant Electrical Fitter Electrical Linesman Rail Traction Linesman Cable Jointer Substation Technician Driller Offsider Geological Technician Watchkeeper Deck Officer Timber Dispatch Coordinator Head of Cyber Security Irrigation Water Supervisor Water Networks Supervisor Dam Operations Manager Environmental Health Officer Cabin Crew Supervisor Professional Dancer Water Treatment Supervisor Trade Waste Officer Catchment Officer Reporting Analyst Chief Technology Officer (CTO) Policy Specialist Museum Director Investigator Court Administrator Chief Operating Officer (COO) Crime Prevention Officer Social Justice Advocate Financial Regulator Records Manager Engagement Manager Policy Researcher Geochemist Transport Manager Strategic Advisor Partnerships Manager Resource Economist Meteorologist IT Specialist Agricultural Economist Neurologist Location Manager Arts Programmer Recruitment Manager Strategy Consultant Human Rights Advocate Editorial Writer Creative Writer Climate Scientist Film Producer International Project Manager Lobbyist International Development Worker Business Leader Diversity Consultant Travel Operator Cluster Manager Cost Controller Program Coordinator Relationship Manager Technical Business Analyst Technical Lead Technical Consultant Commercial Analyst Agile Business Analyst Solutions Architect Claims Specialist Scrum Master Performance Manager Workshop Supervisor Retention Specialist Grants Officer Facilities Coordinator Workforce Analyst Operations Specialist Procurement Consultant Category Specialist Retail Executive Procurement Manager Business Services Manager Business Development Executive Sales Engineer Business Specialist Health Administrator Healthcare Manager Global Account Manager Customer Relationship Manager Program Leader Capability Manager Mining Manager Primary Health Organisation Manager Executive Director Palaeontologist Nutrition Scientist Commercial Manager Photogrammetrist Nutrition Advisor Organisational Development Consultant Operations Analyst International Business Strategist Service Delivery Manager Technical Manager Public Administrator Training and Development Manager Business Process Analyst Project Director Strategy Manager Theatre Manager Clinical Supervisor Early Childhood Center Manager Superintendent Development Manager Risk Consultant Hospital Administrator Clinical Manager Pharmacy Manager Health Manager Political Consultant Community Engagement Coordinator Policy Writer Wellness Coordinator Religious Education Coordinator Sports Marketing Manager Category Manager Police Sergeant Sheriff Aviation Consultant Quality Control Manager Vendor Manager Site Manager Athletic Director Contract Specialist Wellbeing Coordinator Social Work Supervisor Media Relations Specialist Nurse Manager Talent Acquisition Manager Executive Manager Leadership Coach IT Operations Manager Advertising Account Manager Promotions Manager Education Coordinator Economics Consultant Acquisition Manager Finance Director Food Service Supervisor Research and Development Manager Program Evaluator Performance Coach Continuous Improvement Manager Employee Relations Manager Company Director Hospitality Manager People and Culture Manager Senior Project Manager Chief Project Officer Business Relationship Manager
+ 267 more
  • There are no mandated entry requirements.
Additional requirements may apply.
Office Manager Team Leader Supervisor Assistant Manager Project Coordinator Area Manager General Manager Data Miner Senior Risk Manager Park Manager Account Manager Information Officer Life Coach Customer Service Officer Product Specialist Digital Project Manager Corporate Services Manager Creative Entrepreneur ICT Project Manager Governance Coordinator Service Director Team Administrator Presales Consultant Regional Manager Landfill Supervisor Sports Facility Manager National Security Adviser RTO Compliance Officer Intelligence Officer Investigation Manager Chief Innovation Officer Customer Success Manager Innovation Coordinator Logistician Innovation Manager Strata Manager Event Planner Real Estate Agency Manager Conservation Manager Venue Manager Travel Agency Manager Regional Coordinator Student Experience Officer Vineyard Manager Planning Officer Social Media Strategist Cellar Door Manager Resilience Officer Winemaker Sustainable Farmer Aquaculture Manager Bank Manager Innovation Strategist Forensic Accountant Customer Experience Manager Financial Controller Accounting Manager Radio Producer Head of Digital Strategy Transformation Head of Procurement Library Assistant Assistant Broker Financial Assistant Fraud Analyst Customer Service Manager Operations Officer High Performance Coach Sales Analyst Event Director Fitness Centre Manager Gym Manager Librarian Museum Assistant Grip Bakery Manager HVAC Technician Council Member Reservations Manager Local Government Customer Service Assistant Tour Operations Manager Exhibition Manager Rail Safety Manager Crematorium Technician Athlete Community Coach Renewable Energy Tradesperson Funeral Director Abattoir Supervisor Facilities Manager Airport Operations Manager Service Manager Helicopter Pilot Flying Instructor Concreter Parts Manager Steel Fixer Executive Housekeeper Surveyor Assistant Plant Manager Fleet Manager Duty Manager (Police Force) Drilling Supervisor Clinical Coder Gaffer Driller Workplace Inspector Technical Project Manager Senior Merchandiser Senior Rates Officer Senior Compliance Officer Dog Trainer Funeral Assistant Electrical Fitter Electrical Linesman Rail Traction Linesman Cable Jointer Substation Technician Driller Offsider Geological Technician Watchkeeper Deck Officer Timber Dispatch Coordinator Head of Cyber Security Irrigation Water Supervisor Water Networks Supervisor Dam Operations Manager Environmental Health Officer Cabin Crew Supervisor Professional Dancer Water Treatment Supervisor Trade Waste Officer Catchment Officer Reporting Analyst Chief Technology Officer (CTO) Policy Specialist Museum Director Investigator Court Administrator Chief Operating Officer (COO) Crime Prevention Officer Social Justice Advocate Financial Regulator Records Manager Engagement Manager Policy Researcher Geochemist Transport Manager Strategic Advisor Partnerships Manager Resource Economist Meteorologist IT Specialist Agricultural Economist Neurologist Location Manager Arts Programmer Recruitment Manager Strategy Consultant Human Rights Advocate Editorial Writer Creative Writer Climate Scientist Film Producer International Project Manager Lobbyist International Development Worker Business Leader Diversity Consultant Travel Operator Cluster Manager Cost Controller Program Coordinator Relationship Manager Technical Business Analyst Technical Lead Technical Consultant Commercial Analyst Agile Business Analyst Solutions Architect Claims Specialist Scrum Master Performance Manager Workshop Supervisor Retention Specialist Grants Officer Facilities Coordinator Workforce Analyst Operations Specialist Procurement Consultant Category Specialist Retail Executive Procurement Manager Business Services Manager Business Development Executive Sales Engineer Business Specialist Health Administrator Healthcare Manager Global Account Manager Customer Relationship Manager Program Leader Capability Manager Mining Manager Primary Health Organisation Manager Executive Director Palaeontologist Nutrition Scientist Commercial Manager Photogrammetrist Nutrition Advisor Organisational Development Consultant Operations Analyst International Business Strategist Service Delivery Manager Technical Manager Public Administrator Training and Development Manager Business Process Analyst Project Director Strategy Manager Theatre Manager Clinical Supervisor Early Childhood Center Manager Superintendent Development Manager Risk Consultant Hospital Administrator Clinical Manager Pharmacy Manager Health Manager Political Consultant Community Engagement Coordinator Policy Writer Wellness Coordinator Religious Education Coordinator Sports Marketing Manager Category Manager Police Sergeant Sheriff Aviation Consultant Quality Control Manager Vendor Manager Site Manager Athletic Director Contract Specialist Wellbeing Coordinator Social Work Supervisor Media Relations Specialist Nurse Manager Talent Acquisition Manager Executive Manager Leadership Coach IT Operations Manager Advertising Account Manager Promotions Manager Education Coordinator Economics Consultant Acquisition Manager Finance Director Food Service Supervisor Research and Development Manager Program Evaluator Performance Coach Continuous Improvement Manager Employee Relations Manager Company Director Hospitality Manager People and Culture Manager Senior Project Manager Chief Project Officer Business Relationship Manager + 267 more
BSB50120

Diploma of Business

Blended, Online
12 months
$0 - $6,318
  • There are no mandated entry requirements.
Additional requirements may apply.
Office Manager Scheduler Project Coordinator
Small Business Owner Governance Coordinator Business Support Officer Regional Manager Project Officer Fitness Studio Manager Creative Entrepreneur Product Specialist Digital Business Strategist Data Miner Corporate Services Manager Account Manager Park Manager Buyer Information Officer Customer Service Officer Brand Ambassador Life Coach Community Engagement Officer Sports Facility Manager Landfill Supervisor Investigation Manager RTO Compliance Officer Intelligence Officer National Security Adviser Enrolment and Admissions Officer Innovation Coordinator Customer Success Manager Chief Innovation Officer ICT Sales Assistant Data Analytics Consultant Logistician Innovation Manager Purchasing Officer Quality Assurance Engineer Data Consultant IT Auditor Event Planner Strata Manager Planning Officer Student Experience Officer Travel Agency Manager Regional Coordinator Real Estate Agency Manager Bank Manager Aquaculture Manager Sustainable Farmer Customs and Border Protection Officer Winemaker Social Media Strategist Vineyard Manager Resilience Officer Head of Procurement Head of Digital Strategy Transformation Radio Producer Operational Risk Manager Accounting Manager Financial Controller Forensic Accountant Innovation Strategist New Home Sales Consultant Customer Service Manager Fraud Analyst Financial Assistant Assistant Broker Library Assistant Museum Assistant Librarian Gym Manager Fitness Centre Manager Sales Analyst High Performance Coach Conference Manager Event Director Exhibition Manager Tour Operations Manager Local Government Administration Officer Reservations Manager HVAC Technician Bakery Manager Fashion Photographer Portrait Photographer Screenplay Writer Grip Gaffer Clinical Coder Driller Concreter Drilling Supervisor Duty Manager (Police Force) Apiarist Head of Cyber Security Senior Rates Officer Senior Compliance Officer Trade Waste Officer Marketing Director Buyer’s Agent Customs Broker Reporting Analyst Property Consultant Property Developer Salesforce Administrator Business Specialist IT Recruitment Consultant Sales Engineer Business Development Executive Enterprise Architect Business Services Manager Procurement Manager Retail Executive Category Specialist Procurement Consultant Product Marketing Manager Workforce Analyst Facilities Coordinator Grants Officer Retention Specialist Settlements Officer Workshop Supervisor Performance Manager Leasing Manager Leasing Officer Claims Specialist Market Researcher Internal Auditor Law Clerk Agile Business Analyst Fundraising Coordinator Commercial Analyst Technical Business Analyst Relationship Manager Program Coordinator Cost Controller Travel Operator Cluster Manager Business Leader Diversity Consultant Lobbyist Communications Officer Media Analyst Communications Strategist Policy Specialist Court Administrator Investigator Museum Director Records Manager Digital Media Specialist Financial Regulator Gallery Manager Policy Researcher Public Service Officer Student Recruitment Officer Engagement Manager Community Relations Manager Technology Consultant Geographer International Project Manager Program Analyst Film Producer Location Manager Resource Economist Agricultural Economist Freelance Editor Meteorologist Partnerships Manager Strategic Advisor Transport Manager Palaeontologist Photogrammetrist Nutrition Advisor Nutrition Scientist Geochemist Executive Director Inventory Manager Supply Planner Business Development Consultant Global Account Manager Customer Relationship Manager Senior Financial Analyst Capability Manager Marketing Executive Training and Development Manager International Business Strategist Service Delivery Manager Organisational Development Consultant Marketing Communications Manager Risk Advisor Supply Chain Analyst Logistics Planner Strategy Manager Inventory Planner Tender Writer Supply and Distribution Manager HR Business Partner Change Management Consultant Business Process Analyst Senior Business Analyst Risk Consultant Marketing Analyst Master Data Analyst Research and Development Manager Innovation Consultant Credit Risk Analyst Finance Director Acquisition Manager Executive Manager Leadership Coach Advertising Account Manager Investment Banking Analyst Chief Project Officer Promotions Manager Analytics Manager Wealth Manager Retirement Planner People and Culture Manager International Banker
+ 216 more
  • There are no mandated entry requirements.
Additional requirements may apply.
Office Manager Scheduler Project Coordinator Small Business Owner Governance Coordinator Business Support Officer Regional Manager Project Officer Fitness Studio Manager Creative Entrepreneur Product Specialist Digital Business Strategist Data Miner Corporate Services Manager Account Manager Park Manager Buyer Information Officer Customer Service Officer Brand Ambassador Life Coach Community Engagement Officer Sports Facility Manager Landfill Supervisor Investigation Manager RTO Compliance Officer Intelligence Officer National Security Adviser Enrolment and Admissions Officer Innovation Coordinator Customer Success Manager Chief Innovation Officer ICT Sales Assistant Data Analytics Consultant Logistician Innovation Manager Purchasing Officer Quality Assurance Engineer Data Consultant IT Auditor Event Planner Strata Manager Planning Officer Student Experience Officer Travel Agency Manager Regional Coordinator Real Estate Agency Manager Bank Manager Aquaculture Manager Sustainable Farmer Customs and Border Protection Officer Winemaker Social Media Strategist Vineyard Manager Resilience Officer Head of Procurement Head of Digital Strategy Transformation Radio Producer Operational Risk Manager Accounting Manager Financial Controller Forensic Accountant Innovation Strategist New Home Sales Consultant Customer Service Manager Fraud Analyst Financial Assistant Assistant Broker Library Assistant Museum Assistant Librarian Gym Manager Fitness Centre Manager Sales Analyst High Performance Coach Conference Manager Event Director Exhibition Manager Tour Operations Manager Local Government Administration Officer Reservations Manager HVAC Technician Bakery Manager Fashion Photographer Portrait Photographer Screenplay Writer Grip Gaffer Clinical Coder Driller Concreter Drilling Supervisor Duty Manager (Police Force) Apiarist Head of Cyber Security Senior Rates Officer Senior Compliance Officer Trade Waste Officer Marketing Director Buyer’s Agent Customs Broker Reporting Analyst Property Consultant Property Developer Salesforce Administrator Business Specialist IT Recruitment Consultant Sales Engineer Business Development Executive Enterprise Architect Business Services Manager Procurement Manager Retail Executive Category Specialist Procurement Consultant Product Marketing Manager Workforce Analyst Facilities Coordinator Grants Officer Retention Specialist Settlements Officer Workshop Supervisor Performance Manager Leasing Manager Leasing Officer Claims Specialist Market Researcher Internal Auditor Law Clerk Agile Business Analyst Fundraising Coordinator Commercial Analyst Technical Business Analyst Relationship Manager Program Coordinator Cost Controller Travel Operator Cluster Manager Business Leader Diversity Consultant Lobbyist Communications Officer Media Analyst Communications Strategist Policy Specialist Court Administrator Investigator Museum Director Records Manager Digital Media Specialist Financial Regulator Gallery Manager Policy Researcher Public Service Officer Student Recruitment Officer Engagement Manager Community Relations Manager Technology Consultant Geographer International Project Manager Program Analyst Film Producer Location Manager Resource Economist Agricultural Economist Freelance Editor Meteorologist Partnerships Manager Strategic Advisor Transport Manager Palaeontologist Photogrammetrist Nutrition Advisor Nutrition Scientist Geochemist Executive Director Inventory Manager Supply Planner Business Development Consultant Global Account Manager Customer Relationship Manager Senior Financial Analyst Capability Manager Marketing Executive Training and Development Manager International Business Strategist Service Delivery Manager Organisational Development Consultant Marketing Communications Manager Risk Advisor Supply Chain Analyst Logistics Planner Strategy Manager Inventory Planner Tender Writer Supply and Distribution Manager HR Business Partner Change Management Consultant Business Process Analyst Senior Business Analyst Risk Consultant Marketing Analyst Master Data Analyst Research and Development Manager Innovation Consultant Credit Risk Analyst Finance Director Acquisition Manager Executive Manager Leadership Coach Advertising Account Manager Investment Banking Analyst Chief Project Officer Promotions Manager Analytics Manager Wealth Manager Retirement Planner People and Culture Manager International Banker + 216 more
10711NAT

Advanced Diploma of Governance, Risk and Compliance

Blended, On Campus
24 months
$4,400
  • There are no mandated entry requirements.
Additional requirements may apply.

Bachelor of Finance

Blended, On Campus
3 years
$0 - $41,928
  • There are no mandated entry requirements.
Additional requirements may apply.

Bachelor of Business (Banking and Finance)

Blended, On Campus
3 years
$0 - $105,000
  • There are no mandated entry requirements.
Additional requirements may apply.
  • There are no mandated entry requirements.
Additional requirements may apply.
*Showing course fees for all providers. Some providers may not be available in your area.

Related occupations

Further reading

Choosing a security licence course in Australia: A step-by-step guide for jobseekers

10th November 2023)

Most popular finance courses

13th June 2022)

What can you do with a Certificate IV in Finance and Mortgage Broking?

11th January 2022)